The Broker-Dealer as Custodian: Raymond James
Once upon a time, you could draw a bright line between an independent broker-dealer rep and an RIA, between an IBD and an RIA custodian.
Raymond James Celebrates Women, Gives Update
Raymond James Sees Growth in RIA Unit; Adds Social Media, ETF Offerings
Relaunched and reinvigorated RIA custody unit has 110 RIA clients with $10 billion in AUM, adds Hearsay Social platform and 120 no-transaction-fee ETFs.
Advent Launches New Platforms, Logo at Confab
Meanwhile, SunGard rolls out a portfolio management tool that lets advisors compare financial projections with actual performance.
Raymond James Signals Big Push on RIAs, Names Van Law to Head IAD
Former Raymond James chief BD recruiter to spearhead “renewed focus” on Investment Advisors Division.
Retention and Recruiting in the RIA Space: Mike Di Girolamo
If you want a handle on what’s happening in the RIA space (mergers, acquisitions, recruiting, retention), there are few better people to turn to than Michael Di Girolamo.