Is Your Technology Ready for an Audit?
Technology is the backbone of most of your processes and procedures; can it stand up to scrutiny when the examiners come to visit?
4 Must-Ask Questions for Advisors' E-Signature Providers
E-signatures offer many benefits to advisors, their partners and their clients—but choose your vendor wisely.
15 Most Affordable Online MBAs
Here are 15 online business graduate degrees that get high quality ratings and won't break the bank.
Aging Advisors: Bad News for Indies, Good News for Wirehouses
New research suggests that custodians and BDs who partner with independent advisors face a serious risk to their business models as advisors age.
Three Advisors, Three Stories
When Louis Berger and his partner founded their RIA, Washington Square Capital Management, in New York City in 2009, they had to adjust their mindset.
Top Portfolio Products: Global X Partners With Dorsey Wright; Hartford Grows Annuity Business
Broadridge releases mobile ProxyVote platform for Canadian shareholders; Assurity Life adds e-signature, new product.