Silver Pricing Change Takes Effect; Other Metals to Follow
A 117-year-old pricing system has changed.
Senator Concerned Over Treasury’s SIFI Report on Asset Managers
Issues have been raised about “the integrity” of the study on systemic importance of asset management firms, says Senate Banking's Crapo.
SEC Notes Progress, Room for Improvement at Credit Rating Agencies
Annual report to Congress says smaller competitors are gaining market share, but persistent problems include lack of sufficient independence at the agencies.
LIBOR Likely Not Only Benchmark Manipulated: Regulators
A confidential IOSCO discussion paper said fewer than half the benchmark interest rates examined in the U.S., Europe and Asia were arrived at via actual transactions.
New Hire Roundup: FINRA Names New Corporate Communications Head
This week in new hires, FINRA announced that Greg Ahern will be its new head of corporate communications, and Neuberger & Berman welcomed Brendan Gill.
New Hire Roundup: Horan Goes to Chilton, Pan Moves Up at SEC, CFP Board Gains Myers
This week in new hires, Timothy Horan moved to Chilton Private Clients, with a team of four; Eric Pan joined the SEC; Roger C. Myers, Jr. was named CFO at the CFP Board; and Neuberger Berman added four new wholesalers.