LPL Financial Sets IPO Date for Nov. 17, Report Says
After filing its Form S-1 last week, LPL Financial, the largest independent broker-dealer, could make its public debut next week.
LPL Assumes IPO Price of $28.50 Per Share
LPL Financial, the largest independent broker-dealer, filed an amended Form S-1 with the SEC on Wednesday that assumed an IPO price of $28.50 per share for 17,176,195 shares of common stock, though it did not set a date for its much-anticipated IPO.
LPL Financial's IPO: The Competitive Equation
The parent company of the largest independent broker/dealer, LPL Financial, filed an S-1 statement with the SEC on June 4 to go public via an...
LPL Financial's IPO: Behind the Numbers
LPL Investment Holdings Inc., registered with the SEC for an initial public offering (IPO), on June 4, nearly five years after the firm sold about 60% of itself to two private equity investors.
LPL Financial's Prospectus: Behind the Numbers
Unique independent brokerage model could be promising; there's some debt and questions, as for all firms, about the effect of regulatory reform.
The Fifth Annual IA 25: 2007
When Mary Schapiro took the helm as CEO and chairman of the NASD last September, it was a moment of relative calm before the storm.
Ownership Shift at LPL
In a move that allows the founders to diversify their holdings and appraises one of the largest U.S. independent broker/dealers at $2.5 billion, Linsco/Private Ledger...
LPL Sells Majority of Firm to Private Equity Groups
Financial planning not only for people; firms do it too