Schapiro Defends Denial of Freedom of Information Act Requests
Securities and Exchange Commission Chairman Mary Schapiro defended a controversial part of the new Wall Street reform law as "central to our ability to develop...
SEC Chief Schapiro Talks About Market Structure, 'Flash Crash'
SEC Chair Mary Schapiro spoke about "Strengthening Our Equity Market Structure" to The Economic Club of New York on Tuesday, September 7.
Market Structure Is the Topic for SEC Speech
SEC Chair Mary L. Schapiro spoke about "Strengthening Our Equity Market Structure" to The Economic Club of New York on September 7.
Dodd Reform Bill POV: Harvey Pitt, Former SEC Chairman
Before the Senate passed its reform bill, the Restoring Financial Stability Act, on Thursday, May 20, former SEC Chairman Harvey Pitt, who's now the CEO of Kalorama Partners, detailed his viewpoints on financial services reform to Investment Advisor.
News: SEC's Top Cop
Linda Chatman Thomsen, the director of the SEC's Division of Enforcement, said February 9 that she would leave the Commission and return to the private...
Is Mary What the SEC Needs?
At press time on January 15, the Senate Banking Committee was holding Mary Schapiro's confirmation hearing to be the next head of the Securities and...
SEC Chairmen of Yore Speak
How can you fail to listen when six former SEC chairmen gather to talk about today's regulatory environment? During a roundtable discussion at SEC headquarters...
Pitt Pulls No Punches At Cadaret Grant Conference
What's the most challenging compliance issue facing advisors today?" asked former SEC Chairman Harvey Pitt at an interactive session of the Cadaret, Grant 2005 National...
SEC Sets Dates for Hedge Fund Round Table
The Securities and Exchange Commission will host round table discussions on a wide range of issues related to hedge funds, on May 14 and 15 in the William O. Douglas Room at SEC headquarters.
SEC May Hold Hearing on Hedge Funds
NEW YORK (HedgeWorld)--The Securities and Exchange Commission was expecting to hold public hearings this month on hedge funds, say attorneys involved in the agency's investigation...