Krawcheck to Speak at Raymond James Women’s Symposium
The broker-dealer expects more than 200 female advisors and about 30 prospective advisors at its 20th annual event.
New Hire Roundup: SEC Welcomes Norberg; Fleming Joins FINRA Board
This week in new hires, Jane A. Norberg joined the SEC as deputy chief of the Whistleblower Office; Gregory J. Fleming was elected to FINRA's board of directors; Mike Anderson went to Securities America; and Dan Dorfman joined Trim Tabs Money Blog as a columnist.
Affluent Are Diligent When Picking Advisor, Merrill Survey Finds
Nearly half of affluent Americans interviewed two or more advisors before choosing the one that was right for them, with 38% interviewing three or more advisors.
New Hire Roundup: BofA's Krawcheck Elected as FINRA Board Member
Sallie Krawcheck, president of Global Wealth & Investment Management for Bank of America, was elected as large-firm governor for FINRA, while Jack Brennan of Vanguard was elected as FINRA's lead governor.
Affluent Put Off Retirement, Cut Expenses: Merrill Lynch Survey
The affluent are feeling the economy's pinch, even if not quite as hard as others, according to the Merrill Lynch Affluent Insights Quarterly.
50 Top Women in Wealth Management for 2010
Selected by an advisory board of distinguished women involved in the wealth management business, the list of the 50 Top Women in Wealth Management...