5 Most Honored 2014 IA 25 Honorees
As a testament to their enduring influence, several of our current honorees have been here before.
Dale Brown, FSI’s Wrangler in Chief: The 2014 IA 25 Profile
This is the eighth year that Dale Brown has been on the IA 25 list.
The IA 25 for 2014
This is our 12th annual IA 25 list, bringing together the most influential people in and around the advisor industry.
IBD Regulation: Broken Windows, Broken System
We’ve already seen the impact of the “broken window” approach, with minor offenses treated as major offenses and major ones as potential career enders.
Crossing Paths: The 2013 IA 25
With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
Florida’s Notice-Filing Legislation Affects Advisors Nationwide
Traditionally, financial services firms would have to close pending approval of a notice filing for actions such as changing BDs or moving offices.
AdvisorOne to Report Live From FSI OneVoice 2013
Two AdvisorOne editors will be writing, tweeting and live blogging from the Financial Services Institute’s annual gathering of broker-dealer executives.
Advisors May Still Lose Right to Earn Commissions on IRA Advice
The Department of Labor will likely issue a reworked version of its fiduciary proposal in late Q1 or early Q2, and concerns about its potential impact remain very real.
FSI Endorses Senate Bid to Preserve Retirement Tax Incentives
As fiscal cliff talks stagger on, independent broker-dealer group praises Senate Concurrent Resolution 62, and points out that taxes on retirement plans are only deferred.
New Hire Roundup: Commonwealth’s Tedesco Honored
This week in new hires,Commonwealth Financial tech guru Darren Tedesco was named to the 2013 Premier 100 IT Leaders list; Todd Scharf was named CTO by the SEC; and more.