12 Best & Worst Broker-Dealers: Q1 Earnings, 2013
Several large firms are turning around their operations, but others still face performance issues.
TD Ameritrade Profits Rise 5.1% as Client Revenue Offsets Fall in Trading
TD Ameritrade reported a 5.1% rise in profits Tuesday as BlackRock and Goldman Sachs also reported positive earnings news.
Continuity and Change: TD Ameritrade’s New Leadership
Tom Nally had a tough act to follow at TDAI, but a year after assuming the presidency, his leadership both embraces continuity and places his own stamp on the organization.
Top 5 Retirement Issues; Getting Better Decisions Out of Clients: March Investment Advisor—Slideshow
For our retirement issue, Investment Advisor talked to some of the biggest names in the retirement industry to get their take on the biggest issues in retirement planning.
TD Profits Soften as Assets, Margins Improve
Net client inflows topped $15.5 billion in the period ending Dec. 31 as the trading firm beat estimates.
TD Ameritrade Has 13% Drop in Quarterly Profits, But Boosts Net New Assets
AMTD's profits for the full year fell 8%, totaling $586 million, or EPS of $1.06, versus $638 million a year ago, or EPS of $1.11.
TD’s Nally: HNW Investors Choosing RIAs Because of Fiduciary Standard
But TD Ameritrade custodial unit's president warns that a watered-down fiduciary standard will strip RIAs of a competitive edge.
TD Ameritrade Q3 Earnings Fall, but Net New Client Assets Up 23%
Pete Dorsey, managing director of TDAI, says the unit is on track to add a record number of breakaway brokers, with 324 added in the fiscal year to date.
5 Best & Worst Advisor Partner Firms: Q1 Earnings
The wirehouses, top IBDs and associated players serving advisors had their earnings fall as much as 718% and improve up to 13% in Q1—AdvisorOne selected 10 to spotlight.
TD Ameritrade CEO Points to Soft Trading in 20% Profit Drop
President and Chief Executive Fred Tomczyk said earnings and revenue were “right on consensus,” though he did acknowledge that TD Ameritrade’s trades were down at a rate of 51,000 per day.