SEC Seeks Comments on Listing, Trading of New, Complex ETFs
The agency has seen a big increase in requests to approve novel exchange-traded products and is concerned about effects on retail investors.
ETFs Now More Popular With Advisors Than Mutual Funds: FPA
For the first time, ETFs have won out as the preferred investment vehicle among advisors in an FPA study.
Do Younger Advisors Experience Less Job Satisfaction?
There is “an inverse correlation between age and job satisfaction” among advisors, a recent study found.