FSI Claims Victory in Florida ‘Notice-Filing State’ Battle
The law makes it easier for advisors to make changes to their business.
New Hire Roundup: Kapoor Rises at Morningstar; Chilton Trust Gains Approval
This week in new hires, Morningstar promoted Kunal Kapoor; Chilton Trust was approved by the Florida Office of Financial Regulation; and Duff & Phelps announced a new independent broker-dealer due diligence practice.
Raymond James Settles ARS Issues