‘Dissident’ Candidate Elected to FINRA Board
Brian Kovack campaigned on the need to reform FINRA's arbitration process, exams and registration disclosures.
‘Dissident’ Candidate Vies for FINRA Board Seat
With FSI's endorsement, securities attorney Brian Kovack is running against FINRA's chosen candidate to push for "immediate reforms" in three areas.
MSRB, FINRA, SEC Work Together on Dodd-Frank Rules and Enforcement
‘We’re dealing with other people’s money here,’ MSRB Chairman says.
MSRB Announces New Leadership
The Municipal Securities Rulemaking Board (MSRB) will alter its board and supervisory structure as of the start of its fiscal year, Oct. 1, according to a news release on Tuesday.
Top clearing custodial firms
If you are thinking of establishing a direct relationship with a clearing and custodial firm, here are some of the top companies from across the...