Geneos Wealth Names Third-Generation Diachok as President
Ryan Diachok will become president of the IBD while his uncle Russ Diachok remains CEO.
How to Juggle Life as Advisor and Politician
After news that a Morgan Stanley advisor won a FINRA arbitration award tied to political work, a Raymond James advisor discusses how she tackles both roles.
6 Critical Transformations BDs Must Make: Pershing
Pershing's Broker-Dealer of the Future report says BDs must do these six things or risk falling behind the competition.
SEC Tags Fiduciary as 'Long-Term' Action; Advocates Unfazed
The fact that a fiduciary rulemaking is on the SEC’s agenda at all "suggests to me that we are moving closer," says CFA's Barbara Roper.
New Hire Roundup: FSI Names Valerie Brown, Others to Key Posts
Execs of Cetera, Raymond James, Cambridge and First Allied will take key roles at FSI. Meanwhile, a Vanguard fund manager resigns.
Advisor Opposition to DOL Fiduciary Revamp Still Strong: Poll
The poll by FSI also gauged advisors’ stance on a number of other issues, like the economy, taxes and succession planning.
FSI Adds 250 New Members Through Girard Securities
The advocacy organization says its membership renewal rate remains high.
DOL’s Borzi: Fiduciary Redraft Could Advance by Year End
“We are coming very close to finishing our work” on the reproposed rule, said DOL's Borzi.
FSI Adds 500 New Advisor Members From Geneos, Kovack
Independent BD group adds new members through subsidies from two member firms: Geneos Wealth Management and Kovack Securities.
Matrix Warns: Brush Up on IRA Business Models Ahead of Fiduciary Rule
Guide gives advisors a heads-up on possible DOL fiduciary rule’s IRA rollover requirements; Matrix expects a reproposal late this year.