New Hire Roundup: FSI Names Valerie Brown, Others to Key Posts
Execs of Cetera, Raymond James, Cambridge and First Allied will take key roles at FSI. Meanwhile, a Vanguard fund manager resigns.
Advisor Opposition to DOL Fiduciary Revamp Still Strong: Poll
The poll by FSI also gauged advisors’ stance on a number of other issues, like the economy, taxes and succession planning.
FSI Adds 250 New Members Through Girard Securities
The advocacy organization says its membership renewal rate remains high.
DOL’s Borzi: Fiduciary Redraft Could Advance by Year End
“We are coming very close to finishing our work” on the reproposed rule, said DOL's Borzi.
FSI Adds 500 New Advisor Members From Geneos, Kovack
Independent BD group adds new members through subsidies from two member firms: Geneos Wealth Management and Kovack Securities.
Matrix Warns: Brush Up on IRA Business Models Ahead of Fiduciary Rule
Guide gives advisors a heads-up on possible DOL fiduciary rule’s IRA rollover requirements; Matrix expects a reproposal late this year.
The Women Leading the Fiduciary Charge
Phyllis Borzi and Mary Jo White are two tough ladies with two tough jobs.
FSI Unveils New Social Network
At its first Advisor Summit, FSI showed a revamped website and social network and gave a sneak peek of its coming app.
Roth on New Role at Realty Cap: ‘All About Opportunity’
The former head of AIG's Advisor Group says RCS is looking to build "a full-scale financial services model in the alternatives space."
DOL Fiduciary Plan Hits Delay, Borzi Says
The revamped proposal will include IRAs, DOL assistant secretary Phyllis Borzi confirmed at the FSI advisor summit.