In Broker Harmonization Debate, the SEC Is the Real Problem
The current debate over the regulation of brokers and investment advisors has been raging for almost four years now, ever since President Obama signed the Dodd-Frank Act into law back in 2010.
The independent advisory business is a people business.
In my last article, I relayed the startling statistic that by the end of this year, the number of non-U.S. CFP certificants will almost surely...
The Global Planner
Here's a startling statistic: By the end of this year, the number of non-U.S. CFP certificants will likely surpass the number of U.S. certificants. It's...
Globalization. We hear the term over and over nowadays yet it's often hard to define succinctly because it encompasses myriad issues. At its core, globalization...
The Financial Planning Association and Janus announced the 2008 deadlines for entries for the Financial Frontiers Awards, a program that "promotes advanced research that expands...
Will financial planning ever become a profession? I've been asking myself that question for 20 years. On good days, I look back and see how...