$900M UBS Group Moves to Dynasty; LPL Team Jumps to Raymond James
The New York-based team going independent includes four former wirehouse advisors, while the LPL group has three reps at $310 million in assets.
Young Millionaires More Optimistic Than Boomers
Ninety-two percent of Gen X and Y millionaires work with an advisor, Fidelity says. Here's what they're looking for.
Fidelity Clearing Unit to Reorganize, Appoint New Leaders
Fidelity Institutional announced Wednesday that it would reorganize the business due to rapid changes in the financial advice industry.
Wells Nabs 9 Reps From Morgan Stanley, Merrill and RBC
Raymond James recruits one Morgan advisor, while LPL affiliate U.S. Wealth Management hires a Pershing exec.
Advisors’ Tech Strategies Help Boomers but Ignore Gen X and Y
RIAs are making the mistake of inventing non-tech-related strategies for boomer investors at the expense of developing innovations for Gen X and Gen Y clients, says Fidelity.
Fidelity Introduces Cloud-Based Advisor Platform
Fidelity found 39% of advisors were currently employing some form of cloud computing.
Experts’ Tax Strategies; Power in Practice; Growth by Design: April Investment Advisor—Slideshow
We may only be certain about death and taxes, but at least one of them doesn’t have to be inconvenient.
Attracting Women: Pershing, Fidelity Help Advisors Give Female Clients What They Want
The trend toward learning how to better talk and listen is a reminder to advisors, the majority of whom are male, that women communicate differently from men.
Gender Gap Exposed in Millionaires’ Financial Decision Making
Fidelity study says advisors are well advised to focus on both spouses to protect client relationships.
New Hire Roundup: Wells Fargo Advisors Names 3 to Key Roles
This week in new hires, Wells Fargo Advisors filled three leadership positions; Gail Graham and Stephanie Bogan joined United Capital; Jonathan Morris went to Dynasty Financial Partners; and IRI announced changes to its board.