SEC: Accountant Bet Client’s Money at Client’s Casino
The SEC found that Deloitte LLP's chief risk officer accepted tens of thousands of dollars in casino markers while advising the casino's audit.
KPMG to Pay SEC $8.2M to Settle Independent Auditor Violations
KPMG broke auditor independence rules by providing prohibited non-audit services to affiliates of companies whose books they were auditing.
Small, Mid-Size Plans Hit DC ‘Sweet Spot’
More than one-third of the defined-contribution plan market is made up of small- to mid-size plans, Cerulli Associates announced Thursday.
Managing the Risks of ‘Passionate’ Investing
What wealth managers need to understand about the risks of using HNW families’ fine art, jewelry, wine and other precious items as investments.