SEC Enforcement: 23 Firms Nailed in Short Selling Crackdown
The SEC brought charges against 23 firms for short selling prior to stock offerings and against a fake advisor for bilking clients.
Top Portfolio Products: New Income Indexes for Pre-Retirees From BlackRock
Plus, Fidelity to launch 10 ETFs with BlackRock as subadvisor, KraneShares rolls out China Internet ETF, and American Century introduces retirement share class.
Great Plains Financial Group Joins Securities America
Securities America announced Thursday that Great Plains Financial Group has joined the La Vista, Neb.-based broker-dealer.