5 IBDs That Changed the Game
What makes these independent broker-dealers “important?” They break new ground, making IBDs an increasingly viable alternative for advisors.
For Cambridge Investment Research, Technology Is Center Stage
If you’re looking for the perfect technology coming-of-age story (and who isn’t?), Cambridge Investment Research just might have it.
Investment Advisor’s 2012 Broker-Dealers of the Year—Eric Schwartz: Video
Editor-in-Chief John Sullivan talks to the chairman and CEO of Cambridge Investment Research and Division IV winner of the 2012 Broker-Dealers of the Year about customizing solutions for advisors and the importance of culture in a firm’s success.
2012 Broker-Dealers of the Year—Slideshow
There are some familiar faces and a new contender among the 2012 winners.
The Human Touch in Action
First, let me state up front: I am no Luddite.
To Serve and Protect: The 2012 Broker-Dealers of the Year
The winners of Investment Advisor's 22nd annual Broker-Dealers of the Year share the best practices that got them to the top.
New Hire Roundup: Feldman Named Gold Bullion CEO
This week in new hires, Steven Feldman was named CEO and Eric Schwartz was made chairman of the board at Gold Bullion International, and United Capital brought in three new management team members.
Jefferson National Acquired by Management, Private Equity
Jefferson National Financial, one of the first companies to develop a flat-fee variable annuity for the RIA space, announced Tuesday that it had completed a management buyout.
Optimists: The 20th Annual Broker/Dealers of the Year
Our Broker/Dealer of the Year survey has come of age. Twenty years of change, innovation, regulation, boom, bust (and boom again) in the independent...
Thirty for Thirty
We present for your consideration 30 individuals who over the past 30 years--the period in which Investment Advisor has been serving independent and independent-minded advisors--have...