4 Must-Ask Questions for Advisors' E-Signature Providers
E-signatures offer many benefits to advisors, their partners and their clients—but choose your vendor wisely.
Docupace Leads Effort to Increase Industry STP
The firm's straight-through processing network initiative seeks to drive adoption by getting financial services firms to commit
RIAs Rarin’ to Compete in 2015: TDAI Survey
“The steady movement of assets into the independent wealth management channel shows no signs of slowing,” TDAI's Nally said ahead of the firm's national conference.
Raymond James Exec: No Big Merger
Raymond James Financial Services President Scott Curtis also describes the independent broker-dealer's legislative, IT and other aims at national confab.
Pershing’s NetXInvestor: Portal for Multiple Generations of Clients
Built “from the ground up,” platform offers customization and advisor control to meet differing needs of clients of all ages.
Going Mobile: LPL Announces Sweeping Tech Changes
New tech guru Victor Fetter is poised to give the largest independent broker-dealer a technological edge.
Schwab’s Leaders Talk of ‘Never Greater’ Opportunities for RIAs
From the Explore conference, Walt Bettinger and Bernie Clark provide updates on programs for advisors and their new ad campaign, Own Your Tomorrow.
Bernie Clark: The 2013 IA 25 Extended Profile
Clark has shown quiet but confident leadership not merely in growing Schwab’s custody unit, but in addressing many of advisors' most trying issues.
Crossing Paths: The 2013 IA 25
With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
Curian Capital Launches Processing App for Managed Account Proposals
One-stop shopping with the touch of a finger is “pretty cool,” according to Mark Schoenbeck. Advisors might find it hard to disagree.