Finding an Indie Business Model Right for You
During ThinkAdvisor’s Going Independent virtual conference, Alan Harter and other panelists described how the right partners can make the transition easier and more profitable.
2 Merrill Reps Go Indie, Join Dynasty Financial
This brings the TRUE Group to about $500 million in assets, with plans to keep growing over the next few years.
New Hire Roundup: IMCA Names Whiting National Sales Director
John Carter of Nationwide was named IRI board chairman, and Tom Petrone became director of capital markets at Dynasty Financial Partners.
Pro-Athlete Advisory Firm OFS Joins Dynasty Financial Partners
The specialty advisor firm counts Olympic gold medalists, NBA, NHL and MLB All-Stars, and Super Bowl champions as clients.
Recruiting Activity Gathering Steam As FAs Embrace Wide Range of Options
Many brokers continued to move between the wirehouses in the late summer and early fall.
New Hire Roundup: Wells Fargo Advisors Names 3 to Key Roles
This week in new hires, Wells Fargo Advisors filled three leadership positions; Gail Graham and Stephanie Bogan joined United Capital; Jonathan Morris went to Dynasty Financial Partners; and IRI announced changes to its board.
4 Merrill Teams Go Indie With More Than $1B
The breakaway brokers join HighTower and Dynasty Financial in the West.
New Hire Roundup: Rogers, Wolf Move Up at Gemini
This week in new hires, Andrew Rogers and Kevin Wolf moved up in the management ranks at Gemini; John Sullivan went to Dynasty Financial Partners; and Jonathan Bergman joined TAG Associates.
Morgan Stanley’s Hull Brothers Break Away to Launch Startup Via Dynasty
The Hull brothers created bluepoint in late June after leaving MSSB, where they had been institutional consulting directors with nearly $4 billion in assets at Graystone Consulting.
Dynasty Financial Continues to Expand With Break-Away AIF
Dynasty Financial Partners announced that UBS Wealth Services’ Samuel Kiefer has left UBS to join independent advisory RPg, a member of the Dynasty network of indie advisors.