MSRB Names Goldsholle General Counsel
Goldsholle, currently with FINRA, will oversee legal activities including market regulation, professional qualifications, enforcement support and corporate governance.
15 Best Small Cities for Successful Aging
The Milken Institute study looked at 259 small U.S. metropolitan regions and ranked each based on 78 variables.
Dan Ariely’s 6 Rules to Fight Bad Decision-Making Under Stress
Behavioral economist and "Predictably Irrational" author Dan Ariely says being good or bad depends on how many tempations we've fought that day.
Averitt Retires as CEO at RJFS Conference
Dick Averitt retired as CEO of Raymond James’ independent-advisor channel in late May.
Raymond James’ Averitt Recognized for Leadership at Conference
The popular leader of Raymond James’ independent-advisor channel steps down after 34 years at the firm.
Americans Reluctant to Invest in Equities: Franklin Templeton
Despite strong U.S. equity market returns in early 2012, indications are that Americans remain investment spectators, a study designed by Duke professor Dan Ariely found.
SEC Names Blizzard to Head Investment Advisor Regulation
The SEC has named Diane Blizzard associate director for regulatory policy and investment adviser regulation in the Division of Investment Management, replacing Robert Plaze.
Although the u.s. stock market took has taken investors for a wild ride over the past year, it has largely remained unchanged
A Rational Look at a Much Maligned Product
Few products within the financial services industry have received as much consistent criticism as fixed index annuities. An FIA is a type of deferred fixed annuity that earns interest or provides benefits that are linked to an external reference or index, most commonly the S&P 500. The insurer underwriting the...
Five Good Questions for Behavioral Economist Dan Ariely
When it comes to making decisions, using emotions is likely to be unsuccessful or lead us astray; money isn’t unique in that regard.