SEC Enforcement: AlphaBridge Capital, Deloitte & Touche Charged
SEC charged a hedge fund with a fraudulent fund valuation scheme; Deloitte & Touche hit with violating auditor independence rules.
New Hire Roundup: FPA Welcomes David Brand Back to the Fold
Also this week, Securities America names a director of practice succession and acquisition and a new member for its recruiting team, while an SEC litigator joins WIlmerHale.
New Hire Roundup: Goldman, Nelson Move Up at NFP; New Vice Chair at FASB
This week in new hires, Michael Goldman became COO and Carl Nelson head of mergers and acquisitions at NFP; John Taft of RBC Wealth Management became a LinkedIn Influencer; more
New Hire Roundup: National Advisor Trust Gains Alfred; Lewis, Morris Team Under Lemay
National Advisors Trust welcomed James D. Alfred to the fold, while Jeannie Lewis and Bryan Morris went to Deloitte under the leadership of April Lemay.
Deloitte Hosts Global Regulatory Impact Webinar
Advisors wondering about the impact that global regulation may have on their businesses, and whether they will need to register as private fund advisors, were the focus of a webinarheld on Friday by consulting firm Deloitte & Touche LLP.
Elizabeth Krentzman Rejoins Deloitte & Touche
Elizabeth Krentzman, the former general counsel for the Investment Company Institute (ICI) has rejoined Deloitte & Touche's enterprise risk services and audit subsidiary, Deloitte & Touche LLP, as a partner and chief advisor to the investment management industry group's regulatory consulting practice.
Dividend Plan Puzzles Managers
An excerpt from the July 9, 2003, edition of The W