SEC Slams Level Global With $21.5M Insider Trading Fine
The hedge fund advisory firm Level Global Investors has agreed to pay more than $21.5 million to settle charges that its co-founder and analyst engaged in repeated insider trading of Dell and Nvidia stock.
The Advisor as Inspirer
How do you lead your employees, your clients, your life? Do you want to do a better job of it? Here are tips from top experts.
JPMorgan Tops M&A Charts for Q1
BofA comes in third as Morgan Stanley sees its mergers business drop, according to Mergermarket.
SEC, FINRA Enforcement Roundup: SAC Inquiry Nabs Sigma Portfolio Manager
Among recent actions by the SEC and FINRA were charges against a portfolio manager from Sigma Capital Management, an affiliate of SAC Capital Advisors.
LPL’s Latest Shot in Tech ‘Arms Race’: Naming Ex-IT Exec to Board
Several experts are wowed by former Xerox CEO Anne Mulcahy’s new role at LPL.
Fairholme’s Berkowitz Hints at Mutual Fund Exit
Berkowitz is raising money for a partnership that takes minimum investments of $1 million.
LPL, Country’s Largest IBD, Grapples With Its Own Success
While LPL, which reported earnings Wednesday, may lay off workers in some areas, its tech and research units are hiring as the IBD seeks selective growth.
10 Best Cities for Job Seekers
Personal finance website NerdWallet released its list of the best cities for job seekers based on Census Bureau data on population growth, income, unemployment rate and the cost of living.
Tech, Where Hast Thou Gone?
No other industry sector has more innovation per square foot than technology.
LPL Taps Ex-Dell CIO for Top Tech Post
Victor Fetter will move from Austin to Charlotte, N.C., to head the independent broker-dealer's growing IT squad.