Politics and Process: SEC and the Fiduciary Study—Slideshow
AdvisorOne Wealth Editor in Chief Kathleen McBride has closely followed the Securities and Exchange Commission's study on whether to extend a fiduciary standard to all advice givers in her series, SEC and the Fiduciary Study.
SEC and the Fiduciary Study: The Process
In January, the SEC released its fiduciary study under Dodd-Frank. We timeline how the issue of extending the fiduciary standard to all advice givers developed.
Group Hug: Brokerage Leaders BofA, LPL Embrace Fiduciary Standard
Bank of America Merrill Lynch and LPL state support for extending the fiduciary standard to brokers.
SEC and the Fiduciary Study: The Process, Part I
Why the fiduciary standard became such a hot topic for regulators at the SEC.