Lawmakers Ask DOL to Start Over on Fiduciary Rule
“We feel it is in the interest of our constituents that the DOL repropose this fiduciary regulation,” lawmakers tell Labor’s Thomas Perez.
Senate Passes TRIA; National Insurance Licensing Hub Closer to Reality
“One-stop insurance licensing across state lines will soon be a reality,” says IRI's Weatherford.
Rep. Bachus Backs Waters' User-Fees Bill
Rep. Spencer Bachus, R-Ala., agreed Thursday to co-sponsor a bill to allow the SEC to collect user fees to help boost advisor exams.
NARAB II Bill Clears Senate Banking Committee
The bill would establish the National Association of Registered Agents and Brokers, a nonprofit, independent board to provide a mechanism for multistate licensing for insurance producers
MF Global’s Corzine Tells Congress: I Don’t Know Where the Money Is
The former CEO of now-bankrupt MF Global says he was ‘stunned' to learn about the missing $1.5 billion in client funds at commodities broker-dealer.
House Financial Services Releases List of Democrats to Fill Six Subcommittees
Rep. Barney Frank, D-Mass., Ranking Member of the House Financial Services Committee, has announced the Committee’s six subcommittee Ranking Members along with the Democratic members of those committees.
Former Fidelity Exec Joins BrightScope’s Advisory Board
Scott David to help ‘open doors’ for the 401(k) analytics and rankings firm.
The House passed in early March legislation creating a uniform licensing system for insurance agents and brokers. The National Association of Registered Agents and Brokers...
Domestic Equity Funds -- October 2004 Review
'The Bull Market is Intact'
Domestic Equity Funds -- Third Quarter 2004 Review
Farewell to the Bulls?