SEC Wants to ‘Keep Alive’ the ’40 Acts Through New Regs; Bogle Talks ETFs
At 75th anniversary event, Vanguard founder John Bogle and T. Rowe Price’s James Riepe debate ETF regulation; SEC Chief White talks about upcoming rules.
The Client. The Client. The Client.
The last words of General of the Army Douglas MacArthur’s farewell speech at West Point went like this: “…when I cross the river, my last conscious thoughts will be of the Corps, the Corps, the Corps.”
At Bogle Event, Former SEC Chairmen Agree on Fiduciary Standard—With Caveats
Harvey Pitt, David Ruder, Arthur Levitt say brokers should have a fiduciary standard: SIFMA’s Ryan agrees.
SEC Chairmen of Yore Speak
How can you fail to listen when six former SEC chairmen gather to talk about today's regulatory environment? During a roundtable discussion at SEC headquarters...
Appeals Court Reviews SEC's Independent Fund Board Mandate
May 5, 2005 -- A challenge to the Securities and Exchange Commission's new mutual fund regulations was heard in appeals court in Washington DC on...