S&P to Pay $1.5 Billion Fine to US, States Over Mortgage Bond Ratings
S&P will pay more than a year’s profit to settle suits that it inflated ratings on subprime-mortgage bonds.
Brookstreet CEO Fined $10 Million for Selling Risky CMOs to Seniors
A federal judge has ordered the former CEO of Brookstreet Securities to pay a $10 million penalty for selling risky and illiquid collateralized mortgage obligations to seniors during the financial crisis.
Stop sabotaging your success
Advisors who can't seem to manage time, or who have reached a level of success they can't seem to rise above, would do well from...