The Women Leading the Fiduciary Charge
Phyllis Borzi and Mary Jo White are two tough ladies with two tough jobs.
FSI Unveils New Social Network
At its first Advisor Summit, FSI showed a revamped website and social network and gave a sneak peek of its coming app.
DOL Fiduciary Plan Hits Delay, Borzi Says
The revamped proposal will include IRAs, DOL assistant secretary Phyllis Borzi confirmed at the FSI advisor summit.
FSI’s First FA Conference Attracting Attendees, High-Profile Speakers
With expressed intent to not replicate other BD conferences, debut conference for FSI advisors features three tracks, and DOL’s Phyllis Borzi in a Q&A with attendees.
FSI Claims Victory in Florida ‘Notice-Filing State’ Battle
The law makes it easier for advisors to make changes to their business.
The 2013 IA 25: Advisor Advocates and Regulators
Since the financial crisis, advisors have had to defend their businesses from wary consumers, overzealous legislators and sometimes even other advisors whose unscrupulous actions would cast good advisors in the same shadow as bad advisors.
House Passes SEC Cost-Benefit Bill
Planning groups are at odds over a bill that passed the House on Friday requiring the SEC to conduct more rigorous cost-benefit analyses before making rules.
FSI Backs Bill Requiring SEC Cost-Benefit Analysis
H.R. 1062 would require SEC to conduct cost-benefit analyses before instituting rules. The White House opposes the measure.
Dale Brown: The 2013 IA 25 Extended Profile
When reminded that this is the seventh year that he’s been named to the IA 25, Dale Brown was quick to give kudos to his entire team, noting that the Financial Services Institute’s success doesn’t hinge on his abilities alone.
150 Advisors From Capital Investment Cos. Join FSI
The broker-dealer will pay for first-year membership for its representatives in independent BD association, which counts 35,000 individual advisor members.