$900M UBS Group Moves to Dynasty; LPL Team Jumps to Raymond James
The New York-based team going independent includes four former wirehouse advisors, while the LPL group has three reps at $310 million in assets.
Dynasty Adds $1 Billion Texas-Based Wealth Team From Credit Suisse
Dynasty continues to build … well, a dynasty, at least in the independent advisory space.
How to Address Your Clients' Portfolio Angst Now—Searching for Alpha for November 2013
Instead of holding excess cash, advisors could add much more value for clients if they addressed those clients' concerns directly by using alternative investments smartly.
Recruiting Trends: Is Now a Good Time to Move?
Before you go independent or switch firms, consider these job-market factors.
Pipe Down: How to Play the New Oil Boom Without All the Risk
Many advisors are using an ETN that focuses solely on the beneficiaries of the oil and gas boom, not the boom itself.
Donors Should Coordinate Efforts to Better Fight Global Poverty: Forbes Insight Study
A problem as huge as global poverty can be addressed only by systemic change rather that specific projects, a Forbes Insight study says.
Top 10 Global Private Banks
Here are the 10 private banks with the top AUM, according to the 2013 Scorpio Partnership Global Private Banking Benchmark report.
SEC’s Structured Products Chief to Exit
The SEC announced Tuesday that Kenneth Lench, chief of the Enforcement Division’s Structured and New Products Unit, will leave the agency for the private sector at the end of July.
New Hire Roundup: Pascal Named President of Commonfund Capital
This week in new hires, Commonfund Capital named Donald Pascal president, and Paul Knight, Michael Gyure and Michael Gorman joined Janney Capital Markets.
FINRA Enforcement: Ameriprise, Credit Suisse Get Slapped
FINRA fined the two firms for failures in reporting and prospectus delivery.