SEC Chief Economist, Head of Economic Analysis Departs
Craig Lewis is leaving the SEC, effective immediately, to return to Vanderbilt University.
SEC’s Deputy Director of Economic and Risk Analysis to Depart
Kathleen Weiss Hanley, who helped incorporate “rigorous economic modeling” into agency activities, to join University of Maryland’s Robert H. Smith School of Business.
New Hire Roundup: Lincoln Financial Advisors Appoints Joseph Gaeckle
This week in new hires, Joseph Gaeckle was appointed managing principal at Lincoln Financial Advisors, and Jeff Conway was named to lead a data analytics group at State Street.
NPC Launches Social Media Pages
National Planning Corp. announced Monday that it has launched official Facebook and LinkedIn pages. “We’re trying to put a face to what a broker-dealer really is,” said Craig Lewis, vice president of marketing.
Senate to Grill SEC Chiefs at Oversight Hearing
A Senate Banking Subcommittee plans to hold a hearing on Nov. 16 on management and structural reforms at the SEC, with Robert Khuzami and others facing off with the Senators.
SEC Names Lewis as Chief Economist, Director of RiskFin Division
The SEC has named Craig Lewis as its chief economist and director of the Division of Risk, Strategy, and Financial Innovation (RiskFin).