New Hires Roundup: 3 New Brokers at RJ; EisnerLubin Merges
Raymond James adds brokers from UBS, MSSB in south Florida; Erado expands; SEC job openings.
Investacorp Chooses Erado for Social Media Strategy
In yet another indication that compliance walls to social media usage on the part of advisors are coming down, electronic compliance and archiving firm Erado announced Tuesday that it signed an agreement to provide social media compliance services to Investacorp.
Financial Services Firms Use Social Media to Build Targeted Online Presence
A report from Corporate Insight released Wednesday found that not only are financial services firms using Facebook and Twitter, but they are maintaining multiple profiles on those networks.
National Planning Selects Erado for Social Networking Compliance
National Planning Holdings, Inc. announced Tuesday that it will work with Erado on compliance for social networking, with rollout of the new capabilities expected in the fall.
LPL Adds Social Networking With Erado
LPL Financial has hired Erado to manage its use of social networking and ensure it is in compliance with regulations.
Commonwealth Financial to Allow Rep Access to Social Media
A third-party vendor will capture and retain data, deliver back to BD’s existing compliance platform.