SEC Names McNeil First Ombudsman
As Ombudsman, Tracey McNeil will report to the SEC's Investor Advocate Rick Fleming.
FINRA Arbitration Head Fienberg to Step Down
Linda Fienberg, an 18-year FINRA veteran, will leave at the end of November.
Top 20 Richest Colleges for 2013: The Biggest Endowments
Of the 835 colleges studied, endowments rose by an average of nearly 12% in the fiscal year ending in June 2013.
New Hire Roundup: Pascal Named President of Commonfund Capital
This week in new hires, Commonfund Capital named Donald Pascal president, and Paul Knight, Michael Gyure and Michael Gorman joined Janney Capital Markets.
S&P’s David Blitzer on What’s Next for the Markets
S&P's top index crafter spoke with Investment Advisor magazine on the stock market, the pileup of corporate cash and the sectors he finds promising.
Treasury’s Miller Surfaces as Possible Replacement for SEC’s Schapiro
Rumors are circulating that Treasury Department Under Secretary Mary John Miller, former T. Rowe Price executive, is the top candidate to replace Schapiro.
A Sickening Situation
For wealthy clients who employ domestic employees to help run their households, the health and financial exposures are more serious than they probably imagined.
Why are you ignoring exit planning?
From "Exiting Your Business, Protecting Your Wealth" by John Leonetti: Robert Avery of Cornell University has done extensive research into measuring the impact of retiring baby...
In 2005, upscale retailer Nordstrom's hosted a "fashion seminar" for Muslim women at their store in the Tysons Corner Center mall in McLean, Va. The...
Now that's what I'm talkin' about! It seems that once the FPA got its engine firing on all cylinders, it went straight into high gear....