Top Portfolio Products: First Trust Rolls Out Tactical Commodity Fund
Innealta Capital offers fund of ETFs; new robotics/automation index from ROBO-STOX.
Is Financial Education All It’s Cracked Up to Be?
An analysis of more than 200 studies found that financial literacy education overwhelmingly fails to change behavior after two years.
A Techie Who Cares: Meet Trust Co.’s New Leader
With energy befitting a Silicon Valley startup, Trust Company of America may just be what the industry needs.
Insurance Issues Not So Simple for Women
Your female clients pay as much as 30% more for disability insurance than your male clients, and gender-specific pricing is nearly here for LTC coverage.
SEC Enforcement: Advisor Should’ve Just Said No; Filmmaker’s Funding Efforts Flop
An end-times video game company and former Qualcomm executive are among others in the SEC's sights this week.
Top 10 Wall Street Crooks: Insider Trading
Using confidential information to make a mint is nothing new. Here are 10 that carried on that fine Wall Street tradition.
Does Your Client Want to Divest From Fossil Fuels?
Many clients don't like companies that pollute. Dan Kern and HIP Investor lay out the realities of constructing a fossil-free portfolio.
20 Best & Worst States for Pension Funding
Public employees of some states find their retirement plans imperiled through bloated promises and mismanagement, while employees of other states are better off.
NAPFA Taps Leitz as National Chairwoman for 2-Year Term
Linda Leitz, co-owner of the fee-only financial planning firm It’s Not Just Money in Colorado Springs, will be NAPFA chairwoman for the 2013-2014 board term.
SEC Sanctions Portfolio Manager for Lying to Chief Compliance Officer
He later tried to conceal his misconduct by creating false documents that purported to be pre-trade approvals, the SEC says.