New Hire Roundup: Steve Dunlap to Head Wealth Management at Cetera
Also this week in new hires, Jeff Pawliger was named Janus' regional director for southern Florida, and PFM Group announced that Susan Musselman, Fred Eoff and Johanna Roodzant have joined with the acquisition of SDM Advisors.
Is the Protocol Long for This World?
Some Wall Street firms belonging to the Protocol for Broker Recruiting, commonly referred to as “the Protocol,” are responsible for a troubling trend.
BofA Hires Sallie Krawcheck; Agrees to Pay Fine of $33 Million
A federal judge has delayed a decision to approve Bank of America's $33 million settlement with the SEC over its failure to disclose to shareholders...
BofA Hires Sallie Krawcheck; Agrees to Pay Fine of $33 Mil.
Bank of America announced that Krawcheck, a veteran of Citigroup Smith Barney, will join as head of BofA's global wealth and investment management group.