FINRA Sanctions Citigroup for Supervisory Violations in Misappropriation Scheme
Millions were stolen from trusts of cemeteries in Michigan and Tennessee.
More Auction-Rate Securities Woes
In the latest investigation of the troubled auction-rate securities market, the Securities and Exchange Commission's Division of Enforcement announced August 7 a preliminary settlement in principle with Citigroup Global Markets, Inc. (Citi) including proposed charges and a plan that would give individual investors, small businesses, and charities all $7.5 billion...
Citi Settles with N.Y.-Cuomo (Aug. 7, 2008)
New York Attorney General Andrew M. Cuomo has announced a multi-billion dollar agreement with Citigroup Global Markets, Inc. and Citi Smith Barney (collectively, "Citigroup") to settle allegations tha
NEWS & PRODUCTS, JULY 2007
Wachovia announced May 31 that it will acquire A. G. Edwards and fold it into Wachovia Securities, LLC, creating what Wachovia called the "second largest...
News & Products
The Securities and Exchange Commission announced on May 31 the institution of proceedings against 15 broker/dealer firms for engaging in violative practices in the $200...
ESL to Sell 20% of Its AutoZone Holding
NEW YORK (HedgeWorld.com)--Citigroup Global Markets Inc. will underwrite the sale, by the hedge funds associated with ESL Investments Inc., of 5.6 million shares in AutoZone...