ETF Cores and Satellites
With so many ETF strategies to choose from, advisors need a timeless and proven strategy for building and managing client ETF portfolios.
Moneyball for Advisors
To successfully compete with your bigger and better-funded competitors, play an independent advisor’s version of Billy Beane’s Moneyball.
Daley to Head Strategic Growth at Raymond James Advisor Division
Daley joins Raymond James’ Investment Advisors Division from Fidelity; Hedtke succeeds Carsten Quitter, who will join Allianz in Italy as chief investment officer.
A New Online Platform to Limit Investment Losses
Vest Financial Group now offers investors and advisors a way to hedge downside risks of individual stocks and ETFs via an online platform.
How (Not) to Name Your Advisory Firm
Advisors who want to name a firm after themselves should think twice, says Christopher Norton of marketing firm Blu Giant.
Financial Stocks Under Pressure
Some broker-dealers and related shares fell more than the market on Monday in volatile trading.
Schwab Hit With $2M FINRA Fine Over Net Capital Deficiencies
On three occasions in 2014, Schwab was short on net capital by as much as $775 million.
ETF Gurus Look to MLPs Despite Oil Drop
Bruno del Ama of Global X and Michael Iachini of Charles Schwab explore alternative income-producing ETF strategies, particularly MLPs.
RIAs Are Least Dependent on Value-Add Support: Survey
The fastest growing segment of the financial advisor market is also the segment least dependent on outside support from asset managers, insurance companies and BDs.
Top Portfolio Products: New Socially Responsible Funds From TIAA-CREF
New products and changes introduced over the last week also include plans for global environmental, social and governance scores from Morningstar.