How Mutual Fund Closings Hurt Investors (and Why Advisors Should Care)
To simplify identification of potential fund closings, Dan Kern and Tim McCarthy offer a somewhat surprising solution that advisors can use to benefit their clients.
New Hire Roundup: Ohio Securities Commissioner Andrea Seidt to Lead NASAA
Stephanie Zaffos joined Convergent Wealth Advisors, Scivantage welcomed Jim Toussignant, and the SEC announced three staff promotions.
Half of Advisors Now Use Tablet Devices: Schwab’s Hathi
Advisors must focus in on three areas: the CRM, the cloud and mobility.
Brokerage firms fight back
The independent advisor channel continues to thrive amid fears that wirehouses don't always put their client interests first. According to Charles Schwab and Co., over the...