SCF Lures Walnut Street Team of 4 Advisors
The move puts the Fresno-based independent broker-dealer at more than $1 billion in affilated client assets and 140 advisors.
Advisors Mulling a Move Should Check the Elephant in the Room
Conversations about career transitions tend to focus on the advantages of making a move while ignoring the risks of moving, Cetera says.
Crossing Paths: The 2013 IA 25
With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
Cetera Buying Fellow IBDs Tower Square, Walnut Street From MetLife
With the addition of 800-plus MetLife independent reps, the Cetera BD network will comprise 7,000 advisors managing $130 billion in assets.
Cetera Rebrands Its Four BDs
Cetera Financial Group announced Tuesday that it was embarking on a unified rebranding that would change the names of its four broker-dealers, but would “not change the way Cetera and its firms operate.”
New China: Investing in a Growing Global Leader
Fifteen years ago, when Mark Mobius, executive chairman of Templeton Emerging Markets Group, first visited China, the swath of land across from Shanghai’s historic waterfront, the Bund, just lay there.
Cetera Completes Genworth Financial Acquisition
Cetera Financial Group, the renamed and rebranded broker-dealer group once owned by ING and now owned by the private equity firm Lightyear Capital, announced on Monday that it has completed the acquisition of Genworth Financial Investment Services.
Cetera Financial to Acquire Genworth FIS Broker-Dealer
Firm that focuses on tax professionals as advisors will become fourth BD at Cetera.
Broker-Dealer Pacific West to Close Its Doors
In a further sign of economic and legal trouble for the independent broker-dealer space, Pacific West Financial Group, based in Renton, Wash., announced it was discontinuing operations.
Cetera Enrolls 3,500 Advisors as FSI Members to Boost Lobbying Effort
All three of Cetera’s broker-dealer firms-–Financial Network Investment Corp., Multi-Financial Securities Corp. and PrimeVest Financial Services Inc.–-and their affiliate advisors are now members of FSI.