New Hires at CFP Board
Furthering its efforts to bulk up its D.C. staff, the CFP Board announced Sept. 4 two new hires: Steven Barkley is now director of examinations and Patrick Cuddy is director of professional alliances for the planner certification body.
Earning by Learning
Wachovia Securities was all set to pull the plug and suspend a financial advisor's license last year. The FA's bad behavior? Putting off taking continuing education...
Securities and Exchange Commissioner Annette Nazareth announced October 2 her intention to leave the Commission to return to the private sector. With Nazareth's departure, the...