fi360 Urges SEC to Consider Third-Party Advisor Exams
As user-fees bill and SRO options stall, fiduciary advocate fi360 suggests third-party compliance reviews.
Would Your Firm Withstand CEFEX Certification?
It can help a firm become outstanding—and stand out.
Fiduciary Practices Front and Center at fi360 Conference
Discussion at fi360 centers on fiduciary movement and possible extension of fiduciary standard in the 1940 Act
At fi360 Meeting, Blaine Aikin Thanks SEC for Goldman Suit
Discussion at fi360 centers on fiduciary movement; will the '40 Act fiduciary standard be extended by Congress?
The pension plan of Rockford, Illinois-based Savant Capital Management, is the first in the U.S. to be certified by the Centre for Fiduciary Excellence (CEFEX), based in Toronto. The criteria for certification include "22 fiduciary practices that seek to increase long-term investment performance by diversifying the portfolio across multiple asset...
NAPFA has joined forces with fi360 and the Center of Fiduciary Excellence to give fee-only advisors who wish to provide advice to participants in company-sponsored retirement plans a new Web-based educational program that covers the 'Fiduciary Adviser' provision of the Pension Protection Act and delves into what's required of financial...