How 5 Advisors Prep 401(k) Clients for Next Market Crash
Every bull market comes to an end. Here's how five advisors are getting their 401(k) plan clients ready for a market turn.
$900M UBS Group Moves to Dynasty; LPL Team Jumps to Raymond James
The New York-based team going independent includes four former wirehouse advisors, while the LPL group has three reps at $310 million in assets.
Dynasty Adds $1 Billion Texas-Based Wealth Team From Credit Suisse
Dynasty continues to build … well, a dynasty, at least in the independent advisory space.
4 Merrill Teams Go Indie With More Than $1B
The breakaway brokers join HighTower and Dynasty Financial in the West.
Dynasty Financial Continues to Expand With Break-Away AIF
Dynasty Financial Partners announced that UBS Wealth Services’ Samuel Kiefer has left UBS to join independent advisory RPg, a member of the Dynasty network of indie advisors.
Morgan Stanley’s Larry King Joins Dynasty in Indie Partnership
In more news of Dynasty's growing network of indie RIAs, noted wealth manager Larry King said he is leaving Morgan Stanley Smith Barney to go independent on the Dynasty platform.
Fund Offers Investors Retail Access to Institutional Real Estate
The Versus Capital fund will take a fund-of-funds approach rather than a REIT structure.
Alexandra and Jim Lebenthal Sign On With Dynasty Open-Architecture Platform
The storied Wall Street name of Lebenthal has signed on with Dynasty Financial Partners’ open-architecture platform of wealth management services and technology.
Callan Associates Hires Morgan Dempsey as Sub-Advisor
Callan Associates hired Morgan Dempsey Capital Management, based in Milwaukee, Wisconsin, on Friday, August 20, as a sub-advisor for its Diversified Alpha Small Cap Equity Fund.