Institute for Fiduciary Standard to Craft Best Practices
Vanguard founder John Bogle and Boston University School of Law professor Tamar Frankel will advise the institute’s new Best Practices Board.
SEC’s Structured Products Chief to Exit
The SEC announced Tuesday that Kenneth Lench, chief of the Enforcement Division’s Structured and New Products Unit, will leave the agency for the private sector at the end of July.
SEC’s Top Cop, Khuzami, to Leave
The SEC’s top cop, Robert Khuzami, plans to leave the agency later this month after four years as its enforcement director, the SEC announced Wednesday.
CFP Board Names Aikin, 2 Others to Board of Directors
The CFP Board announced Thursday that it had elected three new directors to the Board of Directors at its Fall 2012 meeting: Blaine F. Aikin, Arthur Laby and Thomas Nelson.
Morningstar Columnist Scott Simon Named Fiduciary of Year
The Committee for the Fiduciary Standard recognized Morningstar’s ‘Fiduciary Focus’ columnist Scott Simon for his contributions to the cause of advancing the fiduciary standard to investors, markets and the public.
New Hire Roundup: Conley Rises at SEC
This week in new hires, Michael A. Conley was named deputy general counsel in the SEC’s office of general counsel. Also, Scott L. Lummer was named CIO and head of Savant Investment Group’s new Santa Rosa office.
50 Top Women in Wealth, Wealth Partners & Academics: Krawcheck, Mitchell—Slideshow
While all 50 honorees of the 50 Top Women in Wealth for 2011 deserve recognition for their accomplishments and leadership, as we have done each year since the 50 Top Women’s inception, we are taking some extra time to look at certain members of the list, this year grouped by...