New Hire Roundup: Murphy, Fredrickson Move Up at SEC
Meanwhile, Arbor Point Advisors added Jeffrey Schmaltz and Justin Neuberg joined Convergence Investment Partners.
Securities America Hybrid RIA Platform Adds Sales Director
Hybrid-advisor platform Arbor Point names Jeffrey Schmaltz a sales director; a former Edward Jones rep discusses how to navigate the tough road to independence.
3 Cutting-Edge Ways to Get Clients
Vestorly CEO Justin Wisz and two other tech entrepreneurs shared how their firms’ approaches can take advisors further than LinkedIn or Facebook.
What to Look for in Bank Stocks
Two portfolio managers at Causeway Capital Management are salvaging undervalued assets amid the wreckage in the bruised banking sector.
JPMorgan Reports First Loss Under Dimon; Analysts Say Not to Fear
Legal expenses exploded during the third quarter, but Street analysts remain bullish.
5 Years After Lehman Crash: ‘Dark Times’ Ahead
Janet Tavakoli and other commentators talk of violated American principles, the death of capitalism and “dark times for the future of the republic.”
UBS Adds Morgan Stanley Advisor, but Loses Team to Boutique Firm
A group of Wells Fargo reps with about $220 million in assets departs to go independent with an LPL affiliate.
How Financial Reform Became a Fiasco
Three years after Dodd-Frank’s passage, President Obama and Congress have failed to shepherd sound financial-industry rules, or level with the public.
Top Portfolio Products: Decker & Co. Launches With Focus on Southeast Asia
New products introduced over the last week include a suite of large-cap equity funds from Nuveen and four new corporate term bond ETFs from BlackRock.
Mobius: China to Experience U.S.-Like Housing Crisis
The credit crunch was spiked by the Chinese central bank's tightening of liquidity.