New Hire Roundup: SEC Names Schnurr Chief Accountant
In another personnel move, Nancy Rimington joined GW&K Investment Management.
Emerging Markets’ Lag Biggest Since 1998
Is it more wind in the sails for the developed world’s recovery, or a sign we’re all once again in trouble?
SEC’s Money-Market Overhaul Faces Uncertain Future
SEC Chairwoman Mary Schapiro was stymied in her reform efforts last week, as a provision attached to a funding bill would require the SEC to study the situation once again.
BD Reference Guide; Pursuing Practice Excellence; Evaluating Money Managers: June Investment Advisor—Slideshow
Our June issue is our annual broker-dealer issue, and in it we offer some familiar features.
The Endangered Perma-Bear
Whatever you do, don’t call Jeff Gundlach pessimistic.
What Are Advisors Doing Wrong? Ask 3 Simple Questions
Three simple questions are all it takes when evaluating money managers, yet Rupal Bhansali says they’re three questions too often overlooked by advisors and clients alike.
SEC’s Schapiro Adamant About Money-Market Fund Reforms
During a conversation between Schapiro and Mellody Hobson, president of Ariel Investments, at the ICI's annual conference, Hobson said the industry and the SEC were at “loggerheads” over the SEC’s plans.
SEC Forms New Investor Advisory Committee
The SEC announced the makeup of its new Investor Advisory Committee, a Dodd-Frank requirement. Among its members: Mellody Hobson of Ariel, Steven Wallman of Foliofn, and Barbara Roper of the CFA.
Bhansali Named Ariel CIO for New International Portfolios
Ariel Investments announced Wednesday the appointment of Rupal Bhansali as CIO of international equities, reporting to CEO John Rogers.
Winning Ariel Fund Highlights Warren Buffett’s ‘Moats’
John W. Rogers Jr.’s socially responsible Ariel Fund beat or nearly met its benchmarks using Warren Buffett’s “moats” concept.