Advent Launches New Platforms, Logo at Confab
Meanwhile, SunGard rolls out a portfolio management tool that lets advisors compare financial projections with actual performance.
Zephyr Upgrades Analytics Offerings
Zephyr Associates has upgraded the analytics center on its public website, StyleADVISOR.com, to offer complimentary mutual fund analysis, the firm announced on July 12.
Why It’s Worth Factoring in Factors
Adding factor strategies to investment portfolios may provide investors with greater diversification, better wealth preservation and other benefits, argues Bill DeRoche of QuantShares.
Risk-Based Oversight of Investment Advisors
Even if the SEC had a larger budget and more resources, it is doubtful that the Commission would have the resources to regularly examine all RIAs. Therefore, the SEC is likely to continue relying on risk-based oversight to fulfill its mission of protecting investors.