Women’s Work: Women’s Role in the Industry
The future of the financial services industry, as it seeks to better itself in an ever-changing regulatory landscape, could hinge on a resource that is already present but largely ignored: women.
Key to 408(b)(2) Compliance: Support, Solid Procedures
The regulatory reform advisors are facing is “nothing less than stunning,” Amy Glynn, president of Pension Resource Institute told attendees at the Center for Due Diligence’s 2011 conference.
Commonwealth Rolls Out Retirement Consulting Program
The broker-dealer's retirement program gives advisors access to the retirement marketplace and lets them offer plan-sponsor and participant-level advice.