8 Massive Hack Attacks Aimed at Financial Data
The spread of financial services offered on the Web has led to an increasing number of hacking incidents, which put customer accounts, data and money at risk. Ace Private Risk Service's Gary Raphael offers some data security advice.
Morgan Stanley Grabs Reps From Raymond James, Wells Fargo
The three new advisors move to Morgan Stanley with more than $4 million in yearly fees and commissions and roughly $430 million in client assets.
From Wirehouse Brokers to Mom, ChartLabPro Brings Stock-Picking Online
ChartLabPro.com's mission is to provide an easy-to-use platform that won’t intimidate investors, no matter what their level of experience.
A CFP’s Mission: Educate and Empower Clients
Growing up with five rambunctious older brothers and five frisky sisters is good enough reason why Cheryl Young excels at martial arts.
CFPB Orders Amex Units to Repay $85M on Illegal Practices
The CFPB says the companies violated consumer protection laws “at every stage” that ranged from marketing practices to enrollment, payment and debt collection.
New Hire Roundup: TD Ameritrade Institutional Adds Dario
Also this week in new hires, Joseph Nader joined Wescott Financial Advisory Group; Will Proctor went to a new spot at Neuberger Berman; and more.
New Hire Roundup: Armstrong Named Wealth Dynamics Coach at Ascent
This week in new hires, Helen Zhou became managing director of private banking for the Private Client Reserve of U.S. Bank in San Francisco, and Ryan Kaufman has become a registered representative with Securities America.
Raymond James, LPL Add Morgan Stanley Advisors as MSSB Grabs Wells Team
Two teams leave Morgan Stanley to go independent, while another chooses to keep its employee status.
Greater Female Representation Pays Off for the Financial Services Industry
We’re in a relationship business and women are good at relationships; so it should come as no surprise that, when given the opportunity, women succeed at all levels of the financial services industry.
New Hire Roundup: Bowen Is Acting Chair at SIPC; Pologe Goes to Genworth
This week in new hires, Genworth welcomed David Pologe and David Ford joined Securities America.