Compliance. It's the buzzword of the day. Attend an industry conference, and you'll notice that the compliance sessions are standing room only. It's no wonder....
What's in a Name?
Quick, define the term "fiduciary." While financial planners of all stripes are familiar with the word, many would likely hem and haw when it comes...
The First Annual IA 25: 2003
Listing the most influential people within any profession is a daunting task, but the job is particularly difficult within financial planning, where fierce independence is...
Planners Who Switched, and Why
Some advisors are shifting all of their clients' assets to another custodian, while others are spreading new and existing dollars among a variety of firms....
Casting a Wide Net
Times may be tough for big brokers, but that isn't