New Hire Roundup: SEC Names Schneider Associate Regional Director for Pacific Northwest
Meanwhile, Advisor Software announced that Erik Jepson has joined as chief customer officer.
New Hire Roundup: Women in ETFs Announces Board Members, Leaders
Also in new hires, FNEX has named Neal Wolkoff to its newly formed board of advisors.
Pershing Co-CIO Announces 3 Big Technology Initiatives
Lucille Mayer steps into Suresh Kumar’s shoes and touts NetX360 for end clients, next-gen managed accounts and complete business solutions.
Advisors Fail to Show Investors the Big Picture: Pershing
A new paper from Albridge suggests that the quarterly reports investors typically receive about their financial plans lack an accurate and complete picture of how, or even whether, they are achieving their goals.
Outsourcing the Back Office Across the Globe
Now that Lou Dobbs and other TV talking heads have mellowed on the outsourcing hysteria circa 2004, a sober look at the strategy, especially when it comes to the broker-dealer back office, is yielding positive results in efficiencies and cost containment.
Top 5 Broker-Dealer Challenges: Pershing Report
A new study by Pershing's Albridge Solutions to be released in November examines the challenges faced by broker-dealers as they strive to meet compliance objectives and oversee sales practice management.
Jeffrey Palmer remembers what it was like back in the 1990s when his firm employed 30 different custodians nationwide, and relied on four staff members...
The Black Hole
With the potential to inform both ad-visor and investor about what's driving portfolio performance, monthly brokerage statements should be as valuable as the quarterly performance...
THE GLUCK REPORT, Part I: Enter the Giant
In what could emerge as a pivotal development in the evolution of the independent advisor segment of the financial services industry, Intuit is launching a...
THE GLUCK REPORT, Part II: Broker/Dealer Tech Report
Which independent B/Ds are leading the way in technology? How does your B/D stack up? It's probably tough for most reps to know. For the...