Four More Years? Fiduciary Proponents Need to Regroup
To prevent four more years of fiduciary gridlock in Washington, proponents of the fiduciary standard for all need to regroup. Proposed: four steps to change the discussion.
The Tamar Frankel Fiduciary of the Year Award Goes To…
Ron Rhoades, scholar, RIA, advocate for investors and member of the IA 25 is honored for his fiduciary advocacy.
Fiduciary of the Year Award Named for Tamar Frankel
Committee for the Fiduciary Standard honors Prof. Frankel and calls for nominees who have advanced the ‘authentic fiduciary standard.’
Brokers and the Fiduciary Standard
Survey indicates that a majority of broker/dealer reps support fiduciary duty to clients. That's surprising "support among brokers for the fiduciary standard in light of the industry's historic opposition to it."
"Federal" versus "Authentic" Fiduciary Duty
Both investment advisors and broker/dealer registered representatives routinely give financial and investment advice to clients. What is still different is the rules that protect those investors.
The Fiduciary Issue
In a Wealth Manager Webinar, SIFMA's Kevin Carroll and The Committee for the Fiduciary Standard's Knut A. Rostad discuss the differences between SIFMA's proposed "federal fiduciary standard" and the "authentic fiduciary standard."