Recruiting Roundup: Dynasty Adds Group From Lebenthal
Meanwhile, several wirehouse reps help form a new RIA in Cleveland; Betterment adds a CFO and hits $5 billion in AUM.
LPL Cuts Prices, Account Minimums Ahead of DOL Fiduciary Rule
The independent broker-dealer also plans to offer a fund-only brokerage IRA to meet the new fiduciary standard.
RIA Aspiriant to Merge With $360M L.A.-Based Firm
This is the firm's second merger in the Golden State in the past four months.
Jefferson National Adds Chief Investment & Research Post
Thomas Quinn, CFA, joins the platform for 3,000 advisors from a boutique firm.
TD Ameritrade CEO Tomczyk to Retire; Board Taps Hockey as Replacement
Tim Hockey, to become CEO in September, is the head of TD Bank Group’s Canadian banking and wealth management business.
United Capital Adds 2 Firms, $1.5B in Assets
The fast-growing RIA consolidator picks up retirement and wealth management groups in Maryland and Pennsylvania.
Dynasty Taps New Execs for Further Growth Spurt
The platform has added 10 new advisor groups in 2015 and sees new business developing nationwide.
Schwab Tops Q3 Estimates; Reports $4.1B on Robo Platform
Meanwhile, Citi posts strong results, as Goldman Sachs reports weak third-quarter performance.
Going Independent: Several Choices, Several Solutions
Here's how to navigate the numerous options available for a dramatic career shift.
LPL-Affiliated RIA Merges With Bank-Focused Wealth Group
The deal gives some 500 IFP advisors acccess to a large number of bank clients and accounts, the two firms say.